Global Trade and Securities Regulator provides you a variety of services and informational resources to address the questions and concerns that you may face as an investor and help you invest wisely and be on your guard about fraudulent activities.
Investor Help
Services and Informational Resources
File a Complaint
Global Trade and Securities Regulator is very interested in receiving any complaint about the capital markets, including allegations of illegal insider trading, market manipulation and inappropriate actions of market participants including registered brokers and reporting issuers. If you think a company has treated you unfairly in an investment-related transaction, you may file a complaint online.
Warnings and Alerts
- Aggressive Stock Promotions Target Unwary Investors
- Investors Beware of Certain Stock Promotion Practices
- Pump and Dump and Stock Swap Scams
- Approach Mini-Tenders with Caution
- Scams Involving High Return Investments
- Be Alert for Boiler Room Tactics
- The Pitfalls of Ponzi Schemes
- Is it Independent Research or Paid Promotion?